This SEC CPE course provides a sound grounding in SEC Reporting and Compliance for corporate financial executives and managers.

It is designed to give you a practical, hands-on experience in what’s required to prepare the Form 10-K Annual Report, 10-Q Quarterly Report and 8-K Current Report, and the proxy statement requirements. The course also discusses current important issues on the SEC’s agenda such as trends in SEC comments, XBRL and using IFRS in SEC filings.

Course materials are continuously updated to try to give you the most current information on SEC issues. While the course focuses on full Form 10-K filers, smaller reporting companies have found it extremely useful as well. Actual reports and filings, and small group exercises, are integrated into the course to demonstrate how the regulations are applied in practice and to reinforce your understanding of the topics.

This course qualifies for CPE credit.  See below for more detail.