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Advanced 10-K Workshop   

8

Estimated CPE
Tuition
$1,295.00
Course Number
18-IL-220-EE
Course Leader
Mary Anne Busse
Hotel / Venue Details
View Details
8

Estimated CPE
Tuition
$1,295.00
Course Number
18-IL-220-EE
Course Leader
Mary Anne Busse
Hotel / Venue Details
View Details

Course Details

Given the level of detail required and the potential level of scrutiny by the SEC, the SEC’s Form 10-K Annual Report requires top-notch skill to prepare.

This one-day seminar, designed for professionals with experience in SEC reporting, builds participant knowledge of Form 10-K requirements and relevant regulations, including Regulation S-X, Regulation S-K, and the Securities Exchange Act of 1934. Participants gain advanced understanding of more complex reporting scenarios, focusing on the most effective preparation of the 10-K.

The seminar will also cover the latest issues facing reporting entities, including Non-GAAP Financial Measures, the SEC Disclosure Effectiveness Project, benchmarking and Disclosure Committee best practices.

This advanced seminar assumes you have mastered the topics covered in our foundational program, SEC Reporting and Compliance. Read the course descriptions for both seminars to choose which is best suited to your needs.

Course Agenda

  • SEC Reporting (10-K, Planning, Preparation, and Timing Best Practices)
  • Selected Financial Data Considerations
  • MD&A Considerations
  • Financial Statement Considerations
  • Business, Risk Factors and Executive Compensation Considerations
  • Disclosure Trend Considerations
  • SEC Comment Letter Trends and Hot Topics
Course Leaders
Mary Anne Busse, Former Senior Counsel in the Division of Corporation Finance at the SEC and currently Managing Director of Great Disclosure.

Keywords: SEC; MD&A; 10-K; Regulation S-X; Regulation S-K; 10-K Annual Report; Advanced; Management Discussion and Analysis

Other Details

Special Notice/Instruction:
NASBA Delivery Method: Group Live
Prerequisite: Baseline understanding of Form 10-K requirements
Preparation: None
Level of Knowledge: Intermediate
Field of Study: Accounting
Delivery Method: Seminar

Given the level of detail required and the potential level of scrutiny by the SEC, the SEC’s Form 10-K Annual Report requires top-notch skill to prepare.

This one-day seminar, designed for professionals with experience in SEC reporting, builds participant knowledge of Form 10-K requirements and relevant regulations, including Regulation S-X, Regulation S-K, and the Securities Exchange Act of 1934. Participants gain advanced understanding of more complex reporting scenarios, focusing on the most effective preparation of the 10-K.

The seminar will also cover the latest issues facing reporting entities, including Non-GAAP Financial Measures, the SEC Disclosure Effectiveness Project, benchmarking and Disclosure Committee best practices.

This advanced seminar assumes you have mastered the topics covered in our foundational program, SEC Reporting and Compliance. Read the course descriptions for both seminars to choose which is best suited to your needs.

Course Agenda

  • SEC Reporting (10-K, Planning, Preparation, and Timing Best Practices)
  • Selected Financial Data Considerations
  • MD&A Considerations
  • Financial Statement Considerations
  • Business, Risk Factors and Executive Compensation Considerations
  • Disclosure Trend Considerations
  • SEC Comment Letter Trends and Hot Topics
Course Leaders
Mary Anne Busse, Former Senior Counsel in the Division of Corporation Finance at the SEC and currently Managing Director of Great Disclosure.

Keywords: SEC; MD&A; 10-K; Regulation S-X; Regulation S-K; 10-K Annual Report; Advanced; Management Discussion and Analysis

Special Notice/Instruction:
NASBA Delivery Method: Group Live
Prerequisite: Baseline understanding of Form 10-K requirements
Preparation: None
Level of Knowledge: Intermediate
Field of Study: Accounting
Delivery Method: Seminar

Seminar Brochure

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Seminar Brochure

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