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SEC Reporting & Compliance   

16

Estimated CPE
Tuition
$1,795.00
Course Number
18-IL-205-EE
Course Leader
Mary Anne Busse
Hotel / Venue Details
View Details
16

Estimated CPE
Tuition
$1,795.00
Course Number
18-IL-205-EE
Course Leader
Mary Anne Busse
Hotel / Venue Details
View Details

Course Details

Public company financial accounting and reporting professionals face their own set of unique challenges.

This seminar provides a sound grounding in SEC reporting and compliance for financial professionals at public companies or companies planning an IPO. It gives participants practical, hands-on experience preparing annual reports, quarterly reports, current reports, and the proxy statements in compliance with the SEC—even as the regulatory requirements change. Course materials are continuously updated to give timely perspectives on current issues on the SEC’s agenda, such as Non-GAAP disclosures, the Disclosure Effectiveness Project, Dodd‑Frank initiatives, the JOBS Act, SEC guidance on the adoption of new account policies and trends in SEC comments.. Actual SEC filings are integrated into the course to demonstrate how the regulations are implemented in practice, and all participants receive an SEC Rules and Regulations Manual. The recent SEC amendments to simplify and update disclosure requirements will also be addressed during this 2 day seminar.

Course Agenda

  • The SEC, Its Operations, and Organization
  • Non-U.S. GAAP Financial Measures
  • Dealing Effectively with SEC Staff
  • Developing the Form 10-K Annual Report
  • Item by Item Analysis of Form 10-K Requirements
  • Preparing the Form 10-Q Quarterly Report
  • Current Reporting on Form 8-K
  • Proxy Statement and Annual Report to Shareholders
  • Current Hot Issues including Trends in SEC Comments, XBRL, and SEC Reporting using IFRS
Course Leader
Mary Anne Busse, Former Senior Counsel in the Division of Corporation Finance at the SEC and currently Managing Director of Great Disclosure.

Keywords: SEC, 1934 Exchange Act, 10-K Form, 10-Q Form, 8-K form, Sarbanes-Oxley, SOX, XBRL, IFRS, Accounting

Other Details

Special Notice/Instruction:

NASBA Delivery Method: Group Live
Prerequisite: None
Preparation: None
Level of Knowledge: Basic
Field of Study: Accounting
Delivery Method: Seminar

Seattle, Washington
12/4 - 12/5/2019

Public company financial accounting and reporting professionals face their own set of unique challenges.

This seminar provides a sound grounding in SEC reporting and compliance for financial professionals at public companies or companies planning an IPO. It gives participants practical, hands-on experience preparing annual reports, quarterly reports, current reports, and the proxy statements in compliance with the SEC—even as the regulatory requirements change. Course materials are continuously updated to give timely perspectives on current issues on the SEC’s agenda, such as Non-GAAP disclosures, the Disclosure Effectiveness Project, Dodd‑Frank initiatives, the JOBS Act, SEC guidance on the adoption of new account policies and trends in SEC comments.. Actual SEC filings are integrated into the course to demonstrate how the regulations are implemented in practice, and all participants receive an SEC Rules and Regulations Manual. The recent SEC amendments to simplify and update disclosure requirements will also be addressed during this 2 day seminar.

Course Agenda

  • The SEC, Its Operations, and Organization
  • Non-U.S. GAAP Financial Measures
  • Dealing Effectively with SEC Staff
  • Developing the Form 10-K Annual Report
  • Item by Item Analysis of Form 10-K Requirements
  • Preparing the Form 10-Q Quarterly Report
  • Current Reporting on Form 8-K
  • Proxy Statement and Annual Report to Shareholders
  • Current Hot Issues including Trends in SEC Comments, XBRL, and SEC Reporting using IFRS
Course Leader
Mary Anne Busse, Former Senior Counsel in the Division of Corporation Finance at the SEC and currently Managing Director of Great Disclosure.

Keywords: SEC, 1934 Exchange Act, 10-K Form, 10-Q Form, 8-K form, Sarbanes-Oxley, SOX, XBRL, IFRS, Accounting

Special Notice/Instruction:

NASBA Delivery Method: Group Live
Prerequisite: None
Preparation: None
Level of Knowledge: Basic
Field of Study: Accounting
Delivery Method: Seminar

Seminar Brochure

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Locations / Dates


Seattle, Washington
12/4 - 12/5/2019


Seminar Brochure

Click to view, download, print