Purchase Course

Intermediate SEC Reporting & Compliance (In-person)   

16

Estimated CPE
Tuition
$1,895.00
Course Number
23-IL-205-EE
Course Leader
Mary Anne Busse
Hotel / Venue Details
View Details
16

Estimated CPE
Tuition
$1,895.00
Course Number
23-IL-205-EE
Course Leader
Mary Anne Busse
Hotel / Venue Details
View Details

Course Details

Registration is now open for our Live Virtual Seminars, which allow participants to receive the same industry-respected content as our corresponding classroom-based seminars.

Take your SEC skills to the next level in this live virtual seminar. This course provides intermediate guidance in SEC reporting and compliance for financial professionals at public companies or companies planning an IPO.

By the end of this course, participants should be able to:

  • prepare sections of annual reports (Form 10-K), quarterly reports (Form 10-Q), current reports (Form 8-K), and proxy statements in compliance with SEC disclosure requirements
  • describe current issues on the SEC’s agenda such as climate-related disclosures, cybersecurity disclosures, non-GAAP disclosures, management-related disclosures, and trends in SEC comments.

SEC filings and case studies are integrated into the course to demonstrate how the regulations are implemented in practice. Tips for dealing effectively with SEC staff are provided.

It is assumed you have mastered the topics covered in our foundational program, Introduction to SEC Reporting & Compliance, and have a basic understanding of the SEC, its operations, the statutes, and forms.

Course Leaders
Mary Anne Busse, Former Senior Counsel in the Division of Corporation Finance at the SEC and currently Managing Director of Great Disclosure.

Keywords: SEC, 1934 Exchange Act, 10-K Form, 10-Q Form, 8-K form, Sarbanes-Oxley, SOX, XBRL, IFRS, Accounting

Session dates & times
To review session specific details, please select the “Purchase Course” button on the righthand side. You will be taken to the Training Details page. Scroll down the page and locate the date you are interested in attending. Click on the session name to view more details, including the full schedule for the session.

Other Details

Special Notice/Instruction:
NASBA Delivery Method: Group Live
Prerequisite: Introduction to SEC Reporting & Compliance; basic to intermediate knowledge of U.S. GAAP; or equivalent knowledge
Preparation: To personalize your experience, we recommend that you bring a copy of your company's Form 10-K and Form 10-Q to use as examples during the session. This is not a requirement, but you may find this useful during the course.
Equivalency: This in-person seminar is an equivalent to our Intermediate SEC Reporting & Compliance live virtual seminar.
Level of Knowledge: Intermediate
Field of Study: Accounting
Delivery Method: Seminar

Registration is now open for our Live Virtual Seminars, which allow participants to receive the same industry-respected content as our corresponding classroom-based seminars.

Take your SEC skills to the next level in this live virtual seminar. This course provides intermediate guidance in SEC reporting and compliance for financial professionals at public companies or companies planning an IPO.

By the end of this course, participants should be able to:

  • prepare sections of annual reports (Form 10-K), quarterly reports (Form 10-Q), current reports (Form 8-K), and proxy statements in compliance with SEC disclosure requirements
  • describe current issues on the SEC’s agenda such as climate-related disclosures, cybersecurity disclosures, non-GAAP disclosures, management-related disclosures, and trends in SEC comments.

SEC filings and case studies are integrated into the course to demonstrate how the regulations are implemented in practice. Tips for dealing effectively with SEC staff are provided.

It is assumed you have mastered the topics covered in our foundational program, Introduction to SEC Reporting & Compliance, and have a basic understanding of the SEC, its operations, the statutes, and forms.

Course Leaders
Mary Anne Busse, Former Senior Counsel in the Division of Corporation Finance at the SEC and currently Managing Director of Great Disclosure.

Keywords: SEC, 1934 Exchange Act, 10-K Form, 10-Q Form, 8-K form, Sarbanes-Oxley, SOX, XBRL, IFRS, Accounting

Session dates & times
To review session specific details, please select the “Purchase Course” button on the righthand side. You will be taken to the Training Details page. Scroll down the page and locate the date you are interested in attending. Click on the session name to view more details, including the full schedule for the session.

Special Notice/Instruction:
NASBA Delivery Method: Group Live
Prerequisite: Introduction to SEC Reporting & Compliance; basic to intermediate knowledge of U.S. GAAP; or equivalent knowledge
Preparation: To personalize your experience, we recommend that you bring a copy of your company's Form 10-K and Form 10-Q to use as examples during the session. This is not a requirement, but you may find this useful during the course.
Equivalency: This in-person seminar is an equivalent to our Intermediate SEC Reporting & Compliance live virtual seminar.
Level of Knowledge: Intermediate
Field of Study: Accounting
Delivery Method: Seminar