SEC Reporting and Compliance

Whether you’re new to SEC reporting – or ready to take your SEC skills to the next level – KPMG Executive Education has what you need to understand disclosure laws and regulations, prepare reports, and keep current with issues on the SEC’s agenda.

Examples from SEC filings and case studies allow financial professionals at public companies (or companies planning an IPO) to gain a sound grounding in SEC reporting while receiving practical, hands-on experience preparing Forms 10-K, 10-Q and 8-K. Our extensive SEC portfolio also includes courses on MD&A disclosures and a course that specifically focuses on bank SEC reporting and MD&A disclosures.

In-person and virtual seminars are led by Mary Anne Busse, a nationally recognized expert in disclosure and governance, having served for several years in various capacities with the Securities and Exchange Commission.

View our SEC course offerings

In-Person Seminars

Live Virtual Seminars

Digital Self-Studies

We offer in-person seminars on SEC reporting and compliance (intermediate and advanced) and an MD&A disclosures workshop. For those in the banking industry, we also offer a bank SEC reporting and MD&A disclosures course. View our SEC in-person seminars.

Our two-day Intermediate SEC Reporting & Compliance course covers preparation of forms (10-K, 10-Q and 8-K) and discusses current issues on the SEC’s agenda such as climate-related disclosure and non-GAAP disclosures.

Public In-Person Seminars cover the most relevant and trending topics to help accounting and financial reporting professionals avert skill gaps and thrive. The interactive format allows for a candid exchange of ideas, completion of interactive case studies and exercises, and real time instructor feedback. Our public seminars can also be offered in-house for your company.

Live virtual seminars are offered on SEC reporting and compliance (introductory, intermediate and advanced) as well as on MD&A disclosures and banking-specific reporting and MD&A disclosures. View our SEC live virtual seminars.

For example, our Introduction to SEC Reporting & Compliance virtual course (4 hours) is geared toward finance professionals who are new to SEC reporting and need a practical introduction to understanding the rules, forms and guidance.

Live Virtual Seminars offer real-time, interactive learning led by industry professionals in an online environment. Our small-class setting includes live video and the opportunity to interact directly with the instructor. Attend live classes from anywhere, and receive the same industry-respected content as our corresponding in-person seminars.

Our digital self-studies include courses on SEC trends and rulemaking, comment letters, and segment reporting under ASC 280. In addition, the Quarterly Outlook for Accounting and Financial Reporting often includes the latest updates from the SEC. View our SEC digital self-studies.

Digital Self-Studies are developed by KPMG subject-matter professionals and/or leading practitioners from academia and business, with new courses added to the catalog regularly. Self-study CPE credits are awarded immediately upon completion of the course, and all certificates of completion are stored within your KPMG Executive Education profile for easy access. Digital self-studies are available for individual purchase, via subscription or as part of a Custom Learning Portal.

Interested in providing a private seminar or purchasing self-studies for over 15 members of your team? Complete the training request form on the right-hand side of this page to learn more.

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