Purchase Course

Advanced SEC Reporting Workshop (Live Virtual)   

8

Estimated CPE
Tuition
$1,195.00
Approximate Length
08:00:00
Course Number
23-VC-220-EE
Course Leader
Mary Anne Busse
8

Estimated CPE
Tuition
$1,195.00
Approximate Length
08:00:00
Course Number
23-VC-220-EE
Course Leaders
Mary Anne Busse
Course Leader
Mary Anne Busse

Course Details

It takes top-notch skills to prepare key SEC forms – including the Form 10-K, Form 10-Q, and Form 8-K – given the level of detail required and the potential level of scrutiny by the SEC. Gain an advanced understanding of complex reporting scenarios at this live virtual seminar, which takes a deep dive into Exchange Act disclosure requirements and relevant regulations including Regulation S-X and Regulation S-K. It is intended for experienced SEC reporting professionals.

By the end of this course, participants should be able to:

  • effectively plan and prepare key Exchange Act forms including the Form 10-K, Form 10-Q and Form 8-K while considering best practices and complex reporting scenarios
  • apply financial data, MD&A, and financial statement considerations in the preparation process
  • discuss key business issues, risk factors, and executive compensation components as well as disclosure trend considerations
  • explain the latest issues facing reporting entities including climate-related disclosures, cybersecurity disclosures, non-GAAP financial measures, benchmarking, and disclosure committee best practices.

SEC filings and case studies are integrated into the course to demonstrate how the regulations are implemented in practice.

It is assumed you have mastered the topics covered in our Introduction to SEC Reporting & Compliance program as well as our Intermediate SEC Reporting & Compliance program.

Course Leaders
Mary Anne Busse, Former Senior Counsel in the Division of Corporation Finance at the SEC and currently Managing Director of Great Disclosure.

Keywords: SEC, MD&A, 10-K, Regulation S-X, Regulation S-K, 10-K Annual Report, Advanced, Management Discussion and Analysis

Session dates & times
To review session specific details, please select the “Purchase Course” button on the righthand side. You will be taken to the Training Details page. Scroll down the page and locate the date you are interested in attending. Click on the session name to view more details, including the full schedule for the session.

Other Details

Special Notice/Instruction:
NASBA Delivery Method: Group Internet Based
Prerequisite: Intermediate understanding of Form 10-K; Introduction to SEC Reporting & Compliance (Virtual); Intermediate SEC Reporting & Compliance (In-person) or Intermediate SEC Reporting & Compliance (Virtual); intermediate knowledge of U.S. GAAP; or equivalent knowledge
Preparation: None
Equivalency: This live virtual seminar is an equivalent to our Advanced SEC Reporting Workshop in-person seminar.
Level of Knowledge: Advanced
Field of Study: Accounting
Delivery Method: Virtual Instructor Led Training
6/17 - 6/18/2024

It takes top-notch skills to prepare key SEC forms – including the Form 10-K, Form 10-Q, and Form 8-K – given the level of detail required and the potential level of scrutiny by the SEC. Gain an advanced understanding of complex reporting scenarios at this live virtual seminar, which takes a deep dive into Exchange Act disclosure requirements and relevant regulations including Regulation S-X and Regulation S-K. It is intended for experienced SEC reporting professionals.

By the end of this course, participants should be able to:

  • effectively plan and prepare key Exchange Act forms including the Form 10-K, Form 10-Q and Form 8-K while considering best practices and complex reporting scenarios
  • apply financial data, MD&A, and financial statement considerations in the preparation process
  • discuss key business issues, risk factors, and executive compensation components as well as disclosure trend considerations
  • explain the latest issues facing reporting entities including climate-related disclosures, cybersecurity disclosures, non-GAAP financial measures, benchmarking, and disclosure committee best practices.

SEC filings and case studies are integrated into the course to demonstrate how the regulations are implemented in practice.

It is assumed you have mastered the topics covered in our Introduction to SEC Reporting & Compliance program as well as our Intermediate SEC Reporting & Compliance program.

Course Leaders
Mary Anne Busse, Former Senior Counsel in the Division of Corporation Finance at the SEC and currently Managing Director of Great Disclosure.

Keywords: SEC, MD&A, 10-K, Regulation S-X, Regulation S-K, 10-K Annual Report, Advanced, Management Discussion and Analysis

Session dates & times
To review session specific details, please select the “Purchase Course” button on the righthand side. You will be taken to the Training Details page. Scroll down the page and locate the date you are interested in attending. Click on the session name to view more details, including the full schedule for the session.

Special Notice/Instruction:
NASBA Delivery Method: Group Internet Based
Prerequisite: Intermediate understanding of Form 10-K; Introduction to SEC Reporting & Compliance (Virtual); Intermediate SEC Reporting & Compliance (In-person) or Intermediate SEC Reporting & Compliance (Virtual); intermediate knowledge of U.S. GAAP; or equivalent knowledge
Preparation: None
Equivalency: This live virtual seminar is an equivalent to our Advanced SEC Reporting Workshop in-person seminar.
Level of Knowledge: Advanced
Field of Study: Accounting
Delivery Method: Virtual Instructor Led Training
Dates


6/17 - 6/18/2024